SEC pages, watched: what changed, in two sentences

Between proposed rules, adopted rules, staff guidance, no-action letters and FINRA notices, US securities compliance is a reading job that never ends, and the sources don't email you when a page changes. RIAs, broker-dealers and fund managers mostly find out through paid alerts services, peers, or too late.

Hawkline watches the pages directly. When something real changes, your team gets a plain-language summary in email or Slack with the source linked. Timestamps, press-page churn and layout shuffles get silence.

Pages worth watching

• SEC rulemaking index for your registrant type (proposed and final rules)
• Division of Investment Management / Trading and Markets guidance pages
• FAQ pages behind rules you live under: updated without fanfare, cited in exams
• FINRA notices and rule filings, state regulator bulletins
• EDGAR full-text search result pages for topics you track

Honest limitations

Hawkline checks on a schedule (down to every 15 minutes), reads page text, and links the source in every alert. It's an early-warning system, not a compliance program, and alerts are information, not legal advice. Not affiliated with the SEC or FINRA.

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